Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Roth | 2457634 | 2 | 04/02/2000 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jodi Ellen Whitmore | 2680663 | 1 | 03/30/2000 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Gregory Kevin Cannon | 1424666 | 1 | 03/29/2000 | Customer Dispute | Denied | $49,116.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 03/27/2000 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Rene Aristides Espinal | 2273480 | 1 | 03/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 03/10/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Adam Mitchell Anderson | 2209099 | 1 | 03/08/2000 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Biederman | 1250587 | 2 | 03/08/2000 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Lawrence Jay Kalish | 263422 | 3 | 03/02/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Catherine Ann Eklund Mares | 1634650 | 2 | 02/17/2000 | Customer Dispute | Denied | $45,583.50 | $0.00 | See FINRA Report |