Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sanford John Roberds | 3227574 | 3 | 08/25/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Alan Robertson | 1634076 | 4 | 08/18/2000 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
Renee Claire Siegel | 1434172 | 3 | 08/03/2000 | Customer Dispute | Denied | $186,000.00 | $0.00 | See FINRA Report |
Edwin Corby Bertolett | 1453398 | 3 | 07/24/2000 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
Jeffrey Katsuo Minamide | 2143497 | 1 | 07/19/2000 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
Andrew Scott Oberman | 1690228 | 5 | 07/13/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Michael Lewis Green | 2024687 | 1 | 07/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Reagan Nash | 2262053 | 1 | 06/19/2000 | Customer Dispute | Denied | $8,728.00 | $0.00 | See FINRA Report |
Alex Muscati | 2311373 | 8 | 06/09/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Mark Tilden Newman | 2239870 | 1 | 05/30/2000 | Customer Dispute | Denied | $7,734.00 | $0.00 | See FINRA Report |