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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,921-1,930 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sanford John Roberds3227574308/25/2000Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Alan Robertson1634076408/18/2000Customer DisputeDenied$37,000.00$0.00See FINRA Report
Renee Claire Siegel1434172308/03/2000Customer DisputeDenied$186,000.00$0.00See FINRA Report
Edwin Corby Bertolett1453398307/24/2000Customer DisputeDenied$8,600.00$0.00See FINRA Report
Jeffrey Katsuo Minamide2143497107/19/2000Customer DisputeDenied$350,000.00$0.00See FINRA Report
Andrew Scott Oberman1690228507/13/2000Customer DisputeDenied$15,000.00$0.00See FINRA Report
Michael Lewis Green2024687107/10/2000Customer DisputeDenied$0.00$0.00See FINRA Report
John Reagan Nash2262053106/19/2000Customer DisputeDenied$8,728.00$0.00See FINRA Report
Alex Muscati2311373806/09/2000Customer DisputeDenied$6,000.00$0.00See FINRA Report
Mark Tilden Newman2239870105/30/2000Customer DisputeDenied$7,734.00$0.00See FINRA Report

2,106 Results

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