Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Emerson Kiernan | 2333057 | 1 | 12/01/2000 | Customer Dispute | Denied | $10,200.00 | $0.00 | See FINRA Report |
| Michael Wayne Dimmel | 1440223 | 2 | 11/28/2000 | Customer Dispute | Denied | $9,819.00 | $0.00 | See FINRA Report |
| William Michael Forte | 3049169 | 2 | 11/28/2000 | Customer Dispute | Denied | $9,939.00 | $0.00 | See FINRA Report |
| Dean Joseph Cimino | 1094312 | 2 | 11/16/2000 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Rivero | 1902455 | 3 | 11/10/2000 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 11/08/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert Armand Fullerton | 2221780 | 2 | 11/07/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Leifer | 1558612 | 1 | 11/04/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Joseph Coyne | 2740288 | 1 | 10/27/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| George Spiridon Harros | 1237496 | 3 | 10/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |