Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Duffy | 1652887 | 4 | 01/02/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Alan Lance Larson | 1651364 | 1 | 12/28/2000 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Lisa N Lubar | 2905507 | 1 | 12/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Marshal Bromberg | 2598895 | 1 | 12/21/2000 | Customer Dispute | Denied | $6,000,000.00 | $0.00 | See FINRA Report |
| Christina R Paul | 2332635 | 3 | 12/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jay Betman | 1380281 | 1 | 12/17/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Marc Levy | 2663626 | 1 | 12/15/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 12/15/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Bernard Fisher Sandler | 1380369 | 5 | 12/11/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Barry Steven Gallun | 1040982 | 2 | 12/06/2000 | Customer Dispute | Denied | $34,200.00 | $0.00 | See FINRA Report |