Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| C Noel Williams | 2540177 | 4 | 04/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Gordon Parr | 5193152 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan William Ne Mummert | 2722449 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cristiano Tempo Castellini | 2954284 | 3 | 04/16/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Dacruz | 1259435 | 3 | 04/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Roy Shandling | 1012737 | 2 | 04/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlton Milo Higbie | 1094365 | 1 | 04/08/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Korbin Dickson | 4287732 | 2 | 04/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Kreuzer | 1499883 | 3 | 03/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javier Jaramillo | 4280044 | 1 | 03/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |