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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,871-1,880 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Boyd Endres2985003502/08/2001Customer DisputeDenied$25,000.00$0.00See FINRA Report
Paul J Murray806112302/05/2001Customer DisputeDenied$224,000.00$0.00See FINRA Report
Eric Aaron Nan2879809101/31/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher James Butler1894450901/30/2001Customer DisputeDenied$34,000.00$0.00See FINRA Report
Richard Roland Fulton3197197201/29/2001Customer DisputeDenied$6,750.26$0.00See FINRA Report
Lawrence S Miller1016147201/29/2001Customer DisputeDenied$149,520.00$0.00See FINRA Report
Christina R Paul2332635301/24/2001Customer DisputeDenied$6,122.48$0.00See FINRA Report
Benjamin Joshua Cohen2743822201/23/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Anne Afton Rutherford1188217501/22/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Jeannette Deorchis1010115901/22/2001Customer DisputeDenied$67,071.00$0.00See FINRA Report

2,106 Results

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