Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Boyd Endres | 2985003 | 5 | 02/08/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Paul J Murray | 806112 | 3 | 02/05/2001 | Customer Dispute | Denied | $224,000.00 | $0.00 | See FINRA Report |
Eric Aaron Nan | 2879809 | 1 | 01/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher James Butler | 1894450 | 9 | 01/30/2001 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
Richard Roland Fulton | 3197197 | 2 | 01/29/2001 | Customer Dispute | Denied | $6,750.26 | $0.00 | See FINRA Report |
Lawrence S Miller | 1016147 | 2 | 01/29/2001 | Customer Dispute | Denied | $149,520.00 | $0.00 | See FINRA Report |
Christina R Paul | 2332635 | 3 | 01/24/2001 | Customer Dispute | Denied | $6,122.48 | $0.00 | See FINRA Report |
Benjamin Joshua Cohen | 2743822 | 2 | 01/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anne Afton Rutherford | 1188217 | 5 | 01/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeannette Deorchis | 1010115 | 9 | 01/22/2001 | Customer Dispute | Denied | $67,071.00 | $0.00 | See FINRA Report |