Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Scott Carns | 1661549 | 8 | 03/09/2001 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Colin Michael Rosenberg | 2438239 | 3 | 03/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor Michael Dare | 2804924 | 2 | 03/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Butler | 2109424 | 1 | 03/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 03/01/2001 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Steven Prumo | 2639922 | 3 | 02/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Sundstedt | 2727539 | 1 | 02/21/2001 | Customer Dispute | Denied | $0.00 | $500.00 | See FINRA Report |
| Peter Colin White | 2438158 | 3 | 02/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 02/14/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Pepper | 1862887 | 7 | 02/12/2001 | Customer Dispute | Denied | $36,820.40 | $0.00 | See FINRA Report |