Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Taylor Sippy | 2342502 | 2 | 03/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Harrison Schwarz | 1098653 | 6 | 03/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor D Ziminsky | 1465976 | 1 | 03/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Woo | 3207996 | 1 | 03/27/2001 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| John Robert Cook | 1894803 | 3 | 03/21/2001 | Customer Dispute | Denied | $9,084.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 03/21/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Wanda Marie Austin | 1135777 | 1 | 03/20/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Stephen M Parlier | 1616907 | 2 | 03/19/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Mary Newman McEachern | 1781732 | 4 | 03/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Selzer | 1361060 | 11 | 03/14/2001 | Customer Dispute | Denied | $225,179.00 | $0.00 | See FINRA Report |