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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,841-1,850 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Jay Fruchtman1015705204/23/2001Customer DisputeDenied$20,000.00$0.00See FINRA Report
Steven Benjamin Nakovich825191204/20/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
David Lawrence MacK2689029304/20/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Linda Benoit Reigel1213527604/19/2001Customer DisputeDenied$850,000.00$0.00See FINRA Report
Rowan Michael Beach1508222204/19/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Victor Thomas Livingstone2003245104/17/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Arthur Chavenson1101754604/16/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Steven Thomas Flacco1403768704/12/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Lisa Fancher Blonkvist1565864104/03/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Karl Wayne Wolfslau2536923304/03/2001Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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