Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard K Wen | 2833693 | 6 | 05/17/2001 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| John Dunnegan Mathews | 1705641 | 1 | 05/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerrold Paul Tepper | 1896655 | 2 | 05/08/2001 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Edwin Corby Bertolett | 1453398 | 3 | 05/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mari Elaine Elaine Bryan | 2280194 | 3 | 05/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Cardenas | 1486322 | 2 | 04/30/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Richard Kenneth Maurer | 4141982 | 1 | 04/30/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Peter Brendon Princi | 2951200 | 1 | 04/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Beller | 2099846 | 5 | 04/26/2001 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Cole Henderson | 1343604 | 1 | 04/24/2001 | Customer Dispute | Denied | $85,025.50 | $0.00 | See FINRA Report |