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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,821-1,830 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Karl Wayne Wolfslau2536923306/11/2001Customer DisputeDenied$14,923.00$0.00See FINRA Report
Michael David Freitag2349948106/08/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Ryan Lee Belmer2476500106/05/2001Customer DisputeDenied$0.00$0.00See FINRA Report
David Boyd Endres2985003505/31/2001Customer DisputeDenied$43,282.00$0.00See FINRA Report
David Lawrence MacK2689029305/31/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Gary Lee Beller2099846505/29/2001Customer DisputeDenied$6,000.00$0.00See FINRA Report
Anthony Michael Gallea713980405/21/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Warren Lyons1160012105/21/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Edward Hack1268219305/18/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Cathy Davies-Harmon1413747305/17/2001Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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