Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Karl Wayne Wolfslau | 2536923 | 3 | 06/11/2001 | Customer Dispute | Denied | $14,923.00 | $0.00 | See FINRA Report |
Michael David Freitag | 2349948 | 1 | 06/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ryan Lee Belmer | 2476500 | 1 | 06/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Boyd Endres | 2985003 | 5 | 05/31/2001 | Customer Dispute | Denied | $43,282.00 | $0.00 | See FINRA Report |
David Lawrence MacK | 2689029 | 3 | 05/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gary Lee Beller | 2099846 | 5 | 05/29/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Anthony Michael Gallea | 713980 | 4 | 05/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Warren Lyons | 1160012 | 1 | 05/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Edward Hack | 1268219 | 3 | 05/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Cathy Davies-Harmon | 1413747 | 3 | 05/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |