Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Alan Cowman | 1991594 | 3 | 07/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Allenspach | 1418792 | 1 | 07/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Leroy Smalley | 2108757 | 3 | 07/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Vincent Keane | 2748584 | 3 | 07/03/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Sergio Anthony Piccinich | 2302602 | 2 | 07/02/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Clifford Avery Buell | 1098794 | 1 | 07/02/2001 | Customer Dispute | Denied | $8,354.00 | $0.00 | See FINRA Report |
| Matthew M Wojcik | 2212286 | 1 | 06/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Micheal McNamara | 2269334 | 2 | 06/20/2001 | Customer Dispute | Denied | $54,635.00 | $0.00 | See FINRA Report |
| Craig Steven Greenberg | 1416183 | 1 | 06/12/2001 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Pina Carino | 2443862 | 2 | 06/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |