Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Cole | 2360880 | 2 | 07/26/2001 | Customer Dispute | Denied | $5,725.00 | $0.00 | See FINRA Report |
| John Xenophones Condos | 2579534 | 1 | 07/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn Kevin Henley | 1585512 | 1 | 07/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| R Ward Flintom | 2416571 | 1 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Lilleboe | 1273695 | 3 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Hugh Brock | 2425944 | 6 | 07/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sarkis Bedros Shirinian | 2842877 | 1 | 07/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Vladimirovich Cherniak | 2437501 | 4 | 07/12/2001 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Donald Malcolm Kerr | 1583146 | 4 | 07/10/2001 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 07/09/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |