Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William G Brewer | 1470988 | 2 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Edward Irwin | 1582546 | 2 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Keith Manning Hendrick | 2343910 | 4 | 08/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Randy L Dombrowski | 1284223 | 3 | 08/22/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Gregory Albert Steinmetz | 1752197 | 2 | 08/20/2001 | Customer Dispute | Denied | $102,236.00 | $0.00 | See FINRA Report |
Joel Lawrence Halpern | 234602 | 11 | 08/14/2001 | Customer Dispute | Denied | $22,723.00 | $0.00 | See FINRA Report |
Benjamin Jeffery Kirchoff | 2188542 | 2 | 08/03/2001 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
Jose Miguel Hernandez | 2541224 | 2 | 08/03/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Michael Andrew Wolfer | 874587 | 2 | 07/31/2001 | Customer Dispute | Denied | $6,485.00 | $0.00 | See FINRA Report |
Richard L Sholty | 1396531 | 4 | 07/31/2001 | Customer Dispute | Denied | $46,538.00 | $0.00 | See FINRA Report |