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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,791-1,800 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William G Brewer1470988208/28/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Edward Irwin1582546208/28/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Keith Manning Hendrick2343910408/23/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Randy L Dombrowski1284223308/22/2001Customer DisputeDenied$35,000.00$0.00See FINRA Report
Gregory Albert Steinmetz1752197208/20/2001Customer DisputeDenied$102,236.00$0.00See FINRA Report
Joel Lawrence Halpern2346021108/14/2001Customer DisputeDenied$22,723.00$0.00See FINRA Report
Benjamin Jeffery Kirchoff2188542208/03/2001Customer DisputeDenied$143,000.00$0.00See FINRA Report
Jose Miguel Hernandez2541224208/03/2001Customer DisputeDenied$10,000.00$0.00See FINRA Report
Michael Andrew Wolfer874587207/31/2001Customer DisputeDenied$6,485.00$0.00See FINRA Report
Richard L Sholty1396531407/31/2001Customer DisputeDenied$46,538.00$0.00See FINRA Report

2,106 Results

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