Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William James Carver | 825005 | 2 | 09/25/2001 | Customer Dispute | Denied | $24,500.00 | $0.00 | See FINRA Report |
| Cecil Yan See Ho | 3093569 | 1 | 09/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Warren Tuttle | 816765 | 4 | 09/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Joseph Wojcik | 2694642 | 2 | 09/21/2001 | Customer Dispute | Denied | $47,998.00 | $0.00 | See FINRA Report |
| Thomas Wayne Elrod | 2044355 | 1 | 09/14/2001 | Customer Dispute | Denied | $48,361.90 | $0.00 | See FINRA Report |
| Robert Scott Runyan | 2092368 | 2 | 09/14/2001 | Customer Dispute | Denied | $48,361.90 | $0.00 | See FINRA Report |
| Scott Andrew Pfotenhauer | 2710639 | 2 | 09/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Calandro | 1459109 | 5 | 09/04/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 08/30/2001 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Thomas Christopher Konop | 2251424 | 1 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |