Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold William Schwartz | 416283 | 3 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Milligan | 1259881 | 2 | 10/18/2001 | Customer Dispute | Denied | $21,789.00 | $0.00 | See FINRA Report |
| John Michael Onufro | 1045133 | 2 | 10/17/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Edmon Tarshish | 2206204 | 1 | 10/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 10/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James E Lacamp | 1385171 | 4 | 10/15/2001 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |
| David Howard Fox | 2111761 | 6 | 10/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Workman Evans III | 1024353 | 2 | 10/05/2001 | Customer Dispute | Denied | $41,166.20 | $0.00 | See FINRA Report |
| Rodney L McLeod | 1775046 | 2 | 10/01/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Ament | 2039322 | 1 | 09/25/2001 | Customer Dispute | Denied | $37,113.00 | $0.00 | See FINRA Report |