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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,731-1,740 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Christopher Ferguson2673347201/30/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph William Gemmell2448285101/29/2002Customer DisputeDenied$0.00$0.00See FINRA Report
John Walter Scheck2072470301/24/2002Customer DisputeDenied$12,634.90$0.00See FINRA Report
Christopher M Coyle2573947201/23/2002Customer DisputeDenied$85,000.00$0.00See FINRA Report
Paul Allan Thompson2706540301/15/2002Customer DisputeDenied$88,542.00$0.00See FINRA Report
James Christopher Ferguson2673347201/14/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Jordan Benjamin Krantz2489573201/10/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Peter McLaughlin2463563112/27/2001Customer DisputeDenied$130,000.00$0.00See FINRA Report
Scott Lee Hoffman1223634712/24/2001Customer DisputeDenied$14,558.00$0.00See FINRA Report
Scott Lee Hoffman1223634712/24/2001Customer DisputeDenied$19,298.00$0.00See FINRA Report

2,106 Results

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