Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Christopher Ferguson | 2673347 | 2 | 01/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph William Gemmell | 2448285 | 1 | 01/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Walter Scheck | 2072470 | 3 | 01/24/2002 | Customer Dispute | Denied | $12,634.90 | $0.00 | See FINRA Report |
Christopher M Coyle | 2573947 | 2 | 01/23/2002 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
Paul Allan Thompson | 2706540 | 3 | 01/15/2002 | Customer Dispute | Denied | $88,542.00 | $0.00 | See FINRA Report |
James Christopher Ferguson | 2673347 | 2 | 01/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jordan Benjamin Krantz | 2489573 | 2 | 01/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Matthew Peter McLaughlin | 2463563 | 1 | 12/27/2001 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
Scott Lee Hoffman | 1223634 | 7 | 12/24/2001 | Customer Dispute | Denied | $14,558.00 | $0.00 | See FINRA Report |
Scott Lee Hoffman | 1223634 | 7 | 12/24/2001 | Customer Dispute | Denied | $19,298.00 | $0.00 | See FINRA Report |