Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery David Nolde | 3120522 | 1 | 02/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Craig Waltuch | 1557590 | 2 | 02/14/2002 | Customer Dispute | Denied | $162,892.00 | $0.00 | See FINRA Report |
| Vincent John Lumia | 3147533 | 1 | 02/13/2002 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Dinelt | 2348693 | 1 | 02/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Montez Monk | 2339935 | 1 | 02/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| C Edward Morris | 1764346 | 1 | 02/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad G Reibman | 2245627 | 3 | 02/04/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Patrick Meisch | 1640888 | 2 | 02/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis D Venezia | 1056163 | 2 | 02/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Hack | 1268219 | 3 | 02/01/2002 | Customer Dispute | Denied | $12,941.00 | $0.00 | See FINRA Report |