Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Cecil Fielder | 1799357 | 2 | 03/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Brian Cohn | 2808729 | 2 | 03/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Hoff Davidman | 1590650 | 2 | 03/07/2002 | Customer Dispute | Denied | $151,000.00 | $0.00 | See FINRA Report |
| Brian James Burns | 1548913 | 2 | 03/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen C Ibarguen | 1130652 | 3 | 03/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Glover Givens | 716112 | 2 | 02/26/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rex Elliot MacK | 2389983 | 1 | 02/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Aaron Bearden | 2552874 | 2 | 02/19/2002 | Customer Dispute | Denied | $336,000.00 | $0.00 | See FINRA Report |
| Mari Elaine Elaine Bryan | 2280194 | 3 | 02/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 02/15/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |