Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Dunmore Cutler | 1002839 | 1 | 12/05/2020 | Customer Dispute | Denied | $18,775.20 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 11/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shu Mei Yu | 4585730 | 1 | 11/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas J O'Rourke | 2764727 | 1 | 09/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Sorensen | 1929963 | 3 | 09/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Scotto | 1335289 | 3 | 09/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Thorpe | 5920757 | 1 | 09/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chris Allen Hudson | 2517201 | 2 | 09/01/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Demet Rulison | 4675587 | 2 | 08/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cherie A Bond | 2072809 | 1 | 08/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |