Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Lee Hartfelder | 2538570 | 1 | 05/08/2002 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Andrew Thomas Dunnigan | 2310933 | 3 | 05/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne Alexander Dawson | 1063449 | 2 | 05/07/2002 | Customer Dispute | Denied | $67,857.60 | $0.00 | See FINRA Report |
| Paul William Mayer | 1251247 | 3 | 05/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Barry Nadel | 1251276 | 3 | 05/01/2002 | Customer Dispute | Denied | $331,000.00 | $0.00 | See FINRA Report |
| Joel Alan Margolis | 1782719 | 1 | 05/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Shannon Armstrong | 2777883 | 2 | 04/30/2002 | Customer Dispute | Denied | $6,527.00 | $0.00 | See FINRA Report |
| Ron Richard Fetsch | 1347332 | 4 | 04/29/2002 | Customer Dispute | Denied | $13,788.00 | $0.00 | See FINRA Report |
| Daniel Mark Steinberg | 2847834 | 1 | 04/26/2002 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Cary L Morris | 2659791 | 3 | 04/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |