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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,671-1,680 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Francis James Aurino1754375205/23/2002Customer DisputeDenied$100,000.00$0.00See FINRA Report
Joseph Anthony Fezza1133552505/22/2002Customer DisputeDenied$41,000.00$0.00See FINRA Report
Andrew Lawrence Cushman1989911205/22/2002Customer DisputeDenied$100,000.00$0.00See FINRA Report
Donald Stephen Delahunt1972849805/21/2002Customer DisputeDenied$71,000.00$0.00See FINRA Report
William James Carver825005205/16/2002Customer DisputeDenied$0.00$0.00See FINRA Report
John Roy Cleator48382305/14/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Michael David Sherrill1261298505/13/2002Customer DisputeDenied$0.00$0.00See FINRA Report
John Frederick Dannies1139704105/13/2002Customer DisputeDenied$33,000.00$0.00See FINRA Report
David Joel Gordon1198044605/10/2002Customer DisputeDenied$13,457.00$0.00See FINRA Report
Valerie Elaine Shapiro870182205/09/2002Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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