Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Francis James Aurino | 1754375 | 2 | 05/23/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Joseph Anthony Fezza | 1133552 | 5 | 05/22/2002 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
Andrew Lawrence Cushman | 1989911 | 2 | 05/22/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Donald Stephen Delahunt | 1972849 | 8 | 05/21/2002 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
William James Carver | 825005 | 2 | 05/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Roy Cleator | 48382 | 3 | 05/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael David Sherrill | 1261298 | 5 | 05/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Frederick Dannies | 1139704 | 1 | 05/13/2002 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
David Joel Gordon | 1198044 | 6 | 05/10/2002 | Customer Dispute | Denied | $13,457.00 | $0.00 | See FINRA Report |
Valerie Elaine Shapiro | 870182 | 2 | 05/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |