Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Howard Bradley | 3120286 | 1 | 06/30/2002 | Customer Dispute | Denied | $20,143.00 | $0.00 | See FINRA Report |
| David Andrew Oscar | 2724198 | 6 | 06/28/2002 | Customer Dispute | Denied | $21,314.00 | $0.00 | See FINRA Report |
| David Alan Shorr | 1148482 | 3 | 06/26/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Paul Arthur Chavenson | 1101754 | 6 | 06/25/2002 | Customer Dispute | Denied | $110,479.00 | $0.00 | See FINRA Report |
| Russell Alan Cowman | 1991594 | 3 | 06/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Francisco Fernandez | 2001383 | 3 | 06/21/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Steven Irwin Gottlieb | 1292187 | 3 | 06/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lenderink | 2178670 | 1 | 06/17/2002 | Customer Dispute | Denied | $1,468,000.00 | $0.00 | See FINRA Report |
| Charles Leo Dougherty | 710916 | 1 | 06/13/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Murphy | 2751810 | 3 | 06/13/2002 | Customer Dispute | Denied | $185,000.00 | $0.00 | See FINRA Report |