Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Martin Tanis | 1180348 | 3 | 07/12/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Pittman Gee | 2287190 | 3 | 07/11/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Suzanne Goldstein Priebatsch | 703371 | 1 | 07/11/2002 | Customer Dispute | Denied | $55,934.80 | $0.00 | See FINRA Report |
| Keith Edward Kozak | 2554411 | 1 | 07/10/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Howard Parker | 1032983 | 1 | 07/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry James Danzig | 4154175 | 2 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Garruzzo | 2525113 | 6 | 07/05/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jason Brent Steichen | 3251521 | 1 | 07/01/2002 | Customer Dispute | Denied | $11,600.00 | $0.00 | See FINRA Report |
| Jeffery Lee Buzard | 4260734 | 1 | 07/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Sean Keller | 2437118 | 3 | 07/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |