Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Taggart | 1984776 | 1 | 07/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 07/23/2002 | Customer Dispute | Denied | $83,000.00 | $0.00 | See FINRA Report |
| Helen Susan Rothlein | 709040 | 2 | 07/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Blaine Anderson | 1409078 | 1 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 07/22/2002 | Customer Dispute | Denied | $6,640.54 | $0.00 | See FINRA Report |
| Scott Alan Franklin | 1144368 | 4 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Allen Peach | 2503367 | 3 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Damon Kevin Kinzie | 2398517 | 2 | 07/15/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Neale Brown | 3091121 | 2 | 07/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Irwin Gottlieb | 1292187 | 3 | 07/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |