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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,621-1,630 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Francisco Fernandez2001383307/27/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Porter Vergon2258085207/26/2002Customer DisputeDenied$15,000.00$0.00See FINRA Report
Judson Shore Doster2800097107/25/2002Customer DisputeDenied$50,000.00$0.00See FINRA Report
Christopher Hugh Brock2425944607/25/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Hugh Brock2425944607/25/2002Customer DisputeDenied$88,730.00$0.00See FINRA Report
Joe Gene Schmitt1915289207/24/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Mari Elaine Elaine Bryan2280194307/24/2002Customer DisputeDenied$62,202.00$0.00See FINRA Report
Robert Paul Hart2313194307/24/2002Customer DisputeDenied$94,241.50$0.00See FINRA Report
Michael Bruce Julian2343085107/24/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Nelson Edward Potter2700803107/23/2002Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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