Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Francisco Fernandez | 2001383 | 3 | 07/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Porter Vergon | 2258085 | 2 | 07/26/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Judson Shore Doster | 2800097 | 1 | 07/25/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Christopher Hugh Brock | 2425944 | 6 | 07/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher Hugh Brock | 2425944 | 6 | 07/25/2002 | Customer Dispute | Denied | $88,730.00 | $0.00 | See FINRA Report |
Joe Gene Schmitt | 1915289 | 2 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mari Elaine Elaine Bryan | 2280194 | 3 | 07/24/2002 | Customer Dispute | Denied | $62,202.00 | $0.00 | See FINRA Report |
Robert Paul Hart | 2313194 | 3 | 07/24/2002 | Customer Dispute | Denied | $94,241.50 | $0.00 | See FINRA Report |
Michael Bruce Julian | 2343085 | 1 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Nelson Edward Potter | 2700803 | 1 | 07/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |