Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Johnson | 259181 | 1 | 08/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Gobel | 1244705 | 2 | 08/05/2002 | Customer Dispute | Denied | $8,695.78 | $0.00 | See FINRA Report |
| Eric Leon Applewhite | 1452461 | 3 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Matthew Sweeney | 2226437 | 2 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Johnnie Pugliese | 732459 | 1 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Clyde Hansberger | 600817 | 2 | 08/05/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Timothy John Moriarty | 2125745 | 2 | 08/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Florence L Chang | 2191046 | 1 | 07/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dave R Dunham | 1954969 | 1 | 07/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| C William Snyder | 1748146 | 1 | 07/29/2002 | Customer Dispute | Denied | $5,487.00 | $0.00 | See FINRA Report |