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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,601-1,610 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Wade Bacon2315141208/16/2002Customer DisputeDenied$25,000,000.00$0.00See FINRA Report
Theresa Elena Chacopulos2280421408/15/2002Customer DisputeDenied$30,000.00$0.00See FINRA Report
John Peter Soliman4149178408/13/2002Customer DisputeDenied$7,000.00$0.00See FINRA Report
Alexander Gordon Arns839939208/12/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Stephanie M Ede1581059108/09/2002Customer DisputeDenied$63,360.50$0.00See FINRA Report
Robert Scott Runyan2092368208/08/2002Customer DisputeDenied$54,312.00$0.00See FINRA Report
Gordon Dreux Pascale1242241208/08/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Jeremy Craig Mauldin4019121108/08/2002Customer DisputeDenied$30,020.90$0.00See FINRA Report
Peter James Desnoyers1179222108/07/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Stephen Paul Mayrose3274464108/06/2002Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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