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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,591-1,600 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Paul Devito2716781509/03/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Charles Ernest Weinrich2799901208/30/2002Customer DisputeDenied$32,000.00$0.00See FINRA Report
Larry A Groce1318508108/29/2002Customer DisputeDenied$24,000.00$0.00See FINRA Report
Geralyn Pijut Schroth1220168208/27/2002Customer DisputeDenied$59,065.60$0.00See FINRA Report
Joseph John Kendrick267634208/26/2002Customer DisputeDenied$35,000.00$0.00See FINRA Report
Kevin Thayer Johnson2841580208/21/2002Customer DisputeDenied$78,000.00$0.00See FINRA Report
Daniel Brian Forman2815542108/21/2002Customer DisputeDenied$35,000.00$0.00See FINRA Report
Ylisa I Sanford3122349308/20/2002Customer DisputeDenied$18,478.10$0.00See FINRA Report
Gilbert Zucker2505324308/19/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Aaron Joseph McIntyre2223391308/19/2002Customer DisputeDenied$245,000.00$0.00See FINRA Report

2,106 Results

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