Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Paul Devito | 2716781 | 5 | 09/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Charles Ernest Weinrich | 2799901 | 2 | 08/30/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
Larry A Groce | 1318508 | 1 | 08/29/2002 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
Geralyn Pijut Schroth | 1220168 | 2 | 08/27/2002 | Customer Dispute | Denied | $59,065.60 | $0.00 | See FINRA Report |
Joseph John Kendrick | 267634 | 2 | 08/26/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Kevin Thayer Johnson | 2841580 | 2 | 08/21/2002 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
Daniel Brian Forman | 2815542 | 1 | 08/21/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Ylisa I Sanford | 3122349 | 3 | 08/20/2002 | Customer Dispute | Denied | $18,478.10 | $0.00 | See FINRA Report |
Gilbert Zucker | 2505324 | 3 | 08/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Aaron Joseph McIntyre | 2223391 | 3 | 08/19/2002 | Customer Dispute | Denied | $245,000.00 | $0.00 | See FINRA Report |