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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,581-1,590 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jesse Gaudenio Vitagliano2843181609/20/2002Customer DisputeDenied$15,151.00$0.00See FINRA Report
Thomas John Fitzsimmons1323506109/19/2002Customer DisputeDenied$46,525.40$0.00See FINRA Report
Sandra Rea Masiel1014768109/18/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Sheila Terry Cromwell852636309/13/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Walter Wellman Jameson721358209/11/2002Customer DisputeDenied$700,000.00$0.00See FINRA Report
James Peter Dretler1065844209/11/2002Customer DisputeDenied$35,000.00$0.00See FINRA Report
James Michael Molinaro827834509/11/2002Customer DisputeDenied$17,000.00$0.00See FINRA Report
Jeff D Snyder2957519109/10/2002Customer DisputeDenied$0.00$0.00See FINRA Report
John William Heavey1045000209/09/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Glenn Akira Ota702745209/04/2002Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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