Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dick Sun Joe | 258775 | 1 | 10/07/2002 | Customer Dispute | Denied | $19,192.00 | $0.00 | See FINRA Report |
| James Earl Walther | 1446932 | 1 | 10/02/2002 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Jonathan H Evans | 2107775 | 3 | 10/02/2002 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| George Carl Rach | 369782 | 4 | 10/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Erik Sorensen | 1863959 | 6 | 10/01/2002 | Customer Dispute | Denied | $10,352.30 | $0.00 | See FINRA Report |
| Nathan Noyes Withington | 470695 | 1 | 09/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Vernon Southers | 2024272 | 1 | 09/25/2002 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Cathy Diane Shattuck | 1822443 | 7 | 09/23/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ralph Tobias Anderson | 1918011 | 1 | 09/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Barry Schultz | 2084168 | 7 | 09/23/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |