Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Scott Oberman | 1690228 | 5 | 10/18/2002 | Customer Dispute | Denied | $15,718.00 | $0.00 | See FINRA Report |
| David Andrew Oscar | 2724198 | 6 | 10/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen White | 1707259 | 2 | 10/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Mamone | 318310 | 1 | 10/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debra Ann Stefl | 1869890 | 1 | 10/16/2002 | Customer Dispute | Denied | $51,460.00 | $0.00 | See FINRA Report |
| Christopher L Simon | 2534753 | 1 | 10/16/2002 | Customer Dispute | Denied | $17,140.00 | $0.00 | See FINRA Report |
| William B Quick | 1549309 | 4 | 10/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Randolph Seligman | 418469 | 6 | 10/11/2002 | Customer Dispute | Denied | $58,362.00 | $0.00 | See FINRA Report |
| Paul Sheeks | 1073028 | 2 | 10/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Glenn Maize | 1019560 | 1 | 10/07/2002 | Customer Dispute | Denied | $23,411.60 | $0.00 | See FINRA Report |