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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,551-1,560 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Calvin Boyd Mason2212832111/05/2002Customer DisputeDenied$5,000.00$0.00See FINRA Report
Sean Michael O'Connor2025097311/05/2002Customer DisputeDenied$38,500.00$0.00See FINRA Report
Thomas Christopher Bidwell2513815111/04/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Jeff S Mash12967141111/04/2002Customer DisputeDenied$40,239.00$0.00See FINRA Report
Michael Patrick Rooney2015826210/30/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Jeannette Deorchis1010115910/29/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Michael James Fay2945734110/28/2002Customer DisputeDenied$600,000.00$0.00See FINRA Report
Peter John Waterloo1249769310/28/2002Customer DisputeDenied$200,000.00$0.00See FINRA Report
Jesse Blount1398846410/28/2002Customer DisputeDenied$270,000.00$0.00See FINRA Report
Michael James Moran2329694310/22/2002Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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