Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Calvin Boyd Mason | 2212832 | 1 | 11/05/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Sean Michael O'Connor | 2025097 | 3 | 11/05/2002 | Customer Dispute | Denied | $38,500.00 | $0.00 | See FINRA Report |
Thomas Christopher Bidwell | 2513815 | 1 | 11/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeff S Mash | 1296714 | 11 | 11/04/2002 | Customer Dispute | Denied | $40,239.00 | $0.00 | See FINRA Report |
Michael Patrick Rooney | 2015826 | 2 | 10/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeannette Deorchis | 1010115 | 9 | 10/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael James Fay | 2945734 | 1 | 10/28/2002 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
Peter John Waterloo | 1249769 | 3 | 10/28/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Jesse Blount | 1398846 | 4 | 10/28/2002 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
Michael James Moran | 2329694 | 3 | 10/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |