Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felicia G Di Silvestro | 3164020 | 1 | 11/21/2002 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 11/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Grace | 1295780 | 1 | 11/19/2002 | Customer Dispute | Denied | $13,156.00 | $0.00 | See FINRA Report |
| Ron Richard Fetsch | 1347332 | 4 | 11/18/2002 | Customer Dispute | Denied | $51,306.90 | $0.00 | See FINRA Report |
| John Franklin Habig | 1372133 | 3 | 11/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Leon Applewhite | 1452461 | 3 | 11/11/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert A Bachelder | 2524969 | 1 | 11/11/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Michele Ann Vanderlinde | 1967295 | 1 | 11/07/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Cregan | 2623911 | 2 | 11/06/2002 | Customer Dispute | Denied | $154,000.00 | $0.00 | See FINRA Report |
| Mary Newman McEachern | 1781732 | 4 | 11/05/2002 | Customer Dispute | Denied | $106,645.00 | $0.00 | See FINRA Report |