Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Goodwin | 2085809 | 6 | 12/17/2002 | Customer Dispute | Denied | $1,983,000.00 | $0.00 | See FINRA Report |
| Patrick John Maloney | 2084787 | 2 | 12/16/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| John A Sichenze | 2101403 | 1 | 12/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 12/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aleksandr Guzenfeld | 4037633 | 2 | 12/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Pittman Gee | 2287190 | 3 | 12/09/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 12/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Angelo Picozzi | 1145645 | 4 | 12/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Craig Dobbs | 1551100 | 1 | 12/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Notter | 349575 | 4 | 11/26/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |