Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Alan Ahlquist | 1218426 | 3 | 01/02/2003 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Russell Lamar Clark | 2064968 | 3 | 12/30/2002 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Kevin Calandro | 1459109 | 5 | 12/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Albert Lazar | 4217376 | 3 | 12/27/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Brad Stephen Gaglione | 2472271 | 3 | 12/24/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jim K Gee | 827769 | 3 | 12/23/2002 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Thelma Noemi Noemi Garcia | 2419556 | 1 | 12/19/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ross Alexander Richards | 1016178 | 1 | 12/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly L Castleberry | 2089565 | 2 | 12/17/2002 | Customer Dispute | Denied | $1,983,000.00 | $0.00 | See FINRA Report |
| Edward John Buecker | 2927581 | 4 | 12/17/2002 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |