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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,501-1,510 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Clyde Shigeto Matsusaka1622822102/10/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Edward William Spiegel2309889202/04/2003Customer DisputeDenied$0.00$0.00See FINRA Report
David Alan Price1336688202/03/2003Customer DisputeDenied$83,734.00$0.00See FINRA Report
Jeff S Mash12967141102/03/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Jay Scotto1335289301/31/2003Customer DisputeDenied$7,500.00$0.00See FINRA Report
John Joseph Sweeney1692941201/30/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Shaun Brian Orcinolo2433357501/27/2003Customer DisputeDenied$25,000.00$0.00See FINRA Report
Marc Owsley Wilson2394492101/26/2003Customer DisputeDenied$6,526.37$0.00See FINRA Report
Linda Renee Goodson2612312201/24/2003Customer DisputeDenied$43,943.20$0.00See FINRA Report
Brian Jason Bentley4376841201/24/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report

2,106 Results

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