Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Clyde Shigeto Matsusaka | 1622822 | 1 | 02/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward William Spiegel | 2309889 | 2 | 02/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Alan Price | 1336688 | 2 | 02/03/2003 | Customer Dispute | Denied | $83,734.00 | $0.00 | See FINRA Report |
Jeff S Mash | 1296714 | 11 | 02/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Jay Scotto | 1335289 | 3 | 01/31/2003 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
John Joseph Sweeney | 1692941 | 2 | 01/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Shaun Brian Orcinolo | 2433357 | 5 | 01/27/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Marc Owsley Wilson | 2394492 | 1 | 01/26/2003 | Customer Dispute | Denied | $6,526.37 | $0.00 | See FINRA Report |
Linda Renee Goodson | 2612312 | 2 | 01/24/2003 | Customer Dispute | Denied | $43,943.20 | $0.00 | See FINRA Report |
Brian Jason Bentley | 4376841 | 2 | 01/24/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |