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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,491-1,500 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicole Therese Edwards3182643102/25/2003Customer DisputeDenied$11,000.00$0.00See FINRA Report
Kom Chris Ngoy2801102402/24/2003Customer DisputeDenied$26,425.80$0.00See FINRA Report
Charles John McNamara2296586402/24/2003Customer DisputeDenied$780,000.00$0.00See FINRA Report
Shaun Brian Orcinolo2433357502/21/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Shaun Brian Orcinolo2433357502/21/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Ira Levy1110297302/14/2003Customer DisputeDenied$90,000.00$0.00See FINRA Report
Perry Clark Lee1228655702/12/2003Customer DisputeDenied$100,000.00$0.00See FINRA Report
Donald Edward Irwin1582546202/12/2003Customer DisputeDenied$188,000.00$0.00See FINRA Report
Bradley Everett Home1148816102/11/2003Customer DisputeDenied$125,000.00$0.00See FINRA Report
Larry Edward Wachtel1723958502/10/2003Customer DisputeDenied$10,000.00$0.00See FINRA Report

2,106 Results

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