Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicole Therese Edwards | 3182643 | 1 | 02/25/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
Kom Chris Ngoy | 2801102 | 4 | 02/24/2003 | Customer Dispute | Denied | $26,425.80 | $0.00 | See FINRA Report |
Charles John McNamara | 2296586 | 4 | 02/24/2003 | Customer Dispute | Denied | $780,000.00 | $0.00 | See FINRA Report |
Shaun Brian Orcinolo | 2433357 | 5 | 02/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Shaun Brian Orcinolo | 2433357 | 5 | 02/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Ira Levy | 1110297 | 3 | 02/14/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
Perry Clark Lee | 1228655 | 7 | 02/12/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Donald Edward Irwin | 1582546 | 2 | 02/12/2003 | Customer Dispute | Denied | $188,000.00 | $0.00 | See FINRA Report |
Bradley Everett Home | 1148816 | 1 | 02/11/2003 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
Larry Edward Wachtel | 1723958 | 5 | 02/10/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |