Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Baird Neville | 732608 | 1 | 07/29/2021 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Crain | 1425705 | 1 | 07/22/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew C Henning | 6151337 | 1 | 06/30/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 06/27/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 06/07/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Taylor Keeney Frucce | 5151117 | 1 | 05/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Scott | 5553385 | 1 | 04/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Allen Payne | 1282970 | 1 | 04/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Borami Yoon | 6864788 | 2 | 03/25/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Bruce Kennedy | 5087483 | 1 | 03/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |