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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,471-1,480 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Joseph Fischer1882653203/21/2003Customer DisputeDenied$7,367.00$0.00See FINRA Report
Brett Isaac Zatulove1465972203/18/2003Customer DisputeDenied$24,294.20$0.00See FINRA Report
David Louis Sack716953503/18/2003Customer DisputeDenied$342,000.00$0.00See FINRA Report
Michael Jay Scotto1335289303/18/2003Customer DisputeDenied$342,000.00$0.00See FINRA Report
Keith Manning Hendrick2343910403/17/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Trevor Michael Dare2804924203/13/2003Customer DisputeDenied$25,636.00$0.00See FINRA Report
Kelly Brion Bramer1556897203/11/2003Customer DisputeDenied$40,000.00$0.00See FINRA Report
Daniel John Shannon1433448203/11/2003Customer DisputeDenied$50,000.00$0.00See FINRA Report
Lee Brian Cohn1364481103/10/2003Customer DisputeDenied$315,735.00$0.00See FINRA Report
Tom Turney Edwards2372982203/07/2003Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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