Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Leonard Michael Santangelo | 2447154 | 1 | 04/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dexter Romine Mead Walker | 2639213 | 1 | 04/03/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Hammond Hyungyoul Han | 1576569 | 4 | 03/31/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Jeffrey Chin Won | 1497023 | 4 | 03/31/2003 | Customer Dispute | Denied | $238,000.00 | $0.00 | See FINRA Report |
Susan F Feitelberg | 2193061 | 2 | 03/31/2003 | Customer Dispute | Denied | $233,871.00 | $0.00 | See FINRA Report |
Joseph David Catalano | 1690422 | 2 | 03/28/2003 | Customer Dispute | Denied | $58,500.00 | $0.00 | See FINRA Report |
Craig Roger McCune | 1399852 | 2 | 03/26/2003 | Customer Dispute | Denied | $265,000.00 | $0.00 | See FINRA Report |
Gregory H Roth | 1672320 | 4 | 03/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Russell Adams | 2241959 | 3 | 03/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Patrick Thomas Handley | 1556990 | 3 | 03/21/2003 | Customer Dispute | Denied | $23,739.00 | $0.00 | See FINRA Report |