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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,461-1,470 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Leonard Michael Santangelo2447154104/08/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Dexter Romine Mead Walker2639213104/03/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Hammond Hyungyoul Han1576569403/31/2003Customer DisputeDenied$50,000.00$0.00See FINRA Report
Jeffrey Chin Won1497023403/31/2003Customer DisputeDenied$238,000.00$0.00See FINRA Report
Susan F Feitelberg2193061203/31/2003Customer DisputeDenied$233,871.00$0.00See FINRA Report
Joseph David Catalano1690422203/28/2003Customer DisputeDenied$58,500.00$0.00See FINRA Report
Craig Roger McCune1399852203/26/2003Customer DisputeDenied$265,000.00$0.00See FINRA Report
Gregory H Roth1672320403/25/2003Customer DisputeDenied$0.00$0.00See FINRA Report
David Russell Adams2241959303/25/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Patrick Thomas Handley1556990303/21/2003Customer DisputeDenied$23,739.00$0.00See FINRA Report

2,106 Results

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