Potomac Analytics' Logo

FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 1,451-1,460 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Scott Feldstein1498692105/07/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Lori Ann Iaquinta2393250305/05/2003Customer DisputeDenied$30,353.70$0.00See FINRA Report
Patricia E Collie1237767104/30/2003Customer DisputeDenied$57,971.70$0.00See FINRA Report
Mario Donati1791265104/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Andrew Barry Schultz2084168704/23/2003Customer DisputeDenied$23,000.00$0.00See FINRA Report
Earl Edward Vanlandingham1410002104/16/2003Customer DisputeDenied$439,476.00$0.00See FINRA Report
Robert Paul Hart2313194304/16/2003Customer DisputeDenied$120,000.00$0.00See FINRA Report
Theresa Elena Chacopulos2280421404/15/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Randolph Charles Cook1273705204/14/2003Customer DisputeDenied$13,486.00$0.00See FINRA Report
Kurt R Koehler2243619304/11/2003Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

Display: