Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy Davies-Harmon | 1413747 | 3 | 05/15/2003 | Customer Dispute | Denied | $234,003.00 | $0.00 | See FINRA Report |
| Jim K Gee | 827769 | 3 | 05/15/2003 | Customer Dispute | Denied | $132,000.00 | $0.00 | See FINRA Report |
| Douglas James Gee | 3005598 | 1 | 05/15/2003 | Customer Dispute | Denied | $132,000.00 | $0.00 | See FINRA Report |
| Mark Nathan Bodkins | 1250885 | 4 | 05/12/2003 | Customer Dispute | Denied | $226,000.00 | $0.00 | See FINRA Report |
| George Carl Rach | 369782 | 4 | 05/12/2003 | Customer Dispute | Denied | $25,922.10 | $0.00 | See FINRA Report |
| James Anthony Rooney | 1784399 | 3 | 05/09/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Anthony Rooney | 1784399 | 3 | 05/09/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Benoit Reigel | 1213527 | 6 | 05/08/2003 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Jeannette Deorchis | 1010115 | 9 | 05/08/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Candice S Tohme | 2148729 | 1 | 05/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |