Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheila Terry Cromwell | 852636 | 3 | 06/02/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rowan Michael Beach | 1508222 | 2 | 05/27/2003 | Customer Dispute | Denied | $101,995.00 | $0.00 | See FINRA Report |
| Paul Martin Alford | 1089377 | 1 | 05/24/2003 | Customer Dispute | Denied | $510,000.00 | $0.00 | See FINRA Report |
| Richard Adam Cohen | 2632775 | 3 | 05/22/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Makoto Moriyasu | 859003 | 1 | 05/22/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis Blake | 2864217 | 1 | 05/22/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia R Walker-Laroche | 1609276 | 1 | 05/21/2003 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Maryann Elizabeth Chibbaro | 1832511 | 4 | 05/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dayna A Sumiyoshi | 1295524 | 1 | 05/20/2003 | Customer Dispute | Denied | $56,709.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 05/15/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |