Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rosita Dy Kaufman | 1402522 | 2 | 07/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Franklin Komoto | 1039654 | 2 | 07/19/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judith Fay Hall | 2156082 | 2 | 07/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcelo Carlos Ippoliti | 2561500 | 1 | 07/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Farrell Brand | 1632933 | 1 | 07/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Joseph Martinho | 4102586 | 1 | 06/27/2003 | Customer Dispute | Denied | $56,677.60 | $0.00 | See FINRA Report |
| Stephen Dana Peet | 859305 | 2 | 06/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Lynch | 2504987 | 1 | 06/10/2003 | Customer Dispute | Denied | $76,951.00 | $0.00 | See FINRA Report |
| Wayne Seth Kimbell | 1093018 | 2 | 06/09/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Vanwingerden | 2932274 | 2 | 06/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |