Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Earl Basista | 1585536 | 1 | 09/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Joseph Killop | 2079787 | 5 | 09/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Neal Patrick Burgess | 3045206 | 2 | 08/29/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Greg Leclair | 1793473 | 3 | 08/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles S Esquivel | 2862284 | 2 | 08/26/2003 | Customer Dispute | Denied | $63,052.20 | $0.00 | See FINRA Report |
| Steven Terence Freeman | 2291912 | 1 | 08/25/2003 | Customer Dispute | Denied | $53,704.00 | $0.00 | See FINRA Report |
| Carter Kent Dammen | 1853782 | 2 | 08/22/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun Bruce Freeman | 2779691 | 1 | 08/19/2003 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph McDonald | 2574653 | 2 | 08/19/2003 | Customer Dispute | Denied | $23,798.60 | $0.00 | See FINRA Report |
| Ellis Oglesby Moore | 338872 | 2 | 08/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |