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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,401-1,410 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dale A Waters2155333110/17/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Douglas Welch4016737110/15/2003Customer DisputeDenied$21,000.00$0.00See FINRA Report
Edward Jay Meeuwsen602466210/14/2003Customer DisputeDenied$340,000.00$0.00See FINRA Report
Justin Michael Trivisonno2780266210/13/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Edward Jay Meeuwsen602466210/10/2003Customer DisputeDenied$0.00$0.00See FINRA Report
William Edward Selzer13610601110/08/2003Customer DisputeDenied$210,000.00$0.00See FINRA Report
Lee Murray Burklow2939885110/06/2003Customer DisputeDenied$0.00$0.00See FINRA Report
David Hyams2168831210/03/2003Customer DisputeDenied$100,000.00$0.00See FINRA Report
Rafael Cisternas3121663309/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Patrick Cox1445836309/16/2003Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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