Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dale A Waters | 2155333 | 1 | 10/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian Douglas Welch | 4016737 | 1 | 10/15/2003 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
Edward Jay Meeuwsen | 602466 | 2 | 10/14/2003 | Customer Dispute | Denied | $340,000.00 | $0.00 | See FINRA Report |
Justin Michael Trivisonno | 2780266 | 2 | 10/13/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward Jay Meeuwsen | 602466 | 2 | 10/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Edward Selzer | 1361060 | 11 | 10/08/2003 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |
Lee Murray Burklow | 2939885 | 1 | 10/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Hyams | 2168831 | 2 | 10/03/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Rafael Cisternas | 3121663 | 3 | 09/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Patrick Cox | 1445836 | 3 | 09/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |