Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark C Burton | 3103118 | 2 | 12/15/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Kenneth Ky Tse | 2866992 | 1 | 12/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leonard Howard Kaplan | 1571790 | 2 | 12/12/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond J Ruiz | 1947190 | 3 | 12/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Powell Livingston | 2567785 | 1 | 12/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Michael Dennin | 1112263 | 1 | 12/02/2003 | Customer Dispute | Denied | $58,312.70 | $0.00 | See FINRA Report |
| Thomas Jackson Emerson | 2052420 | 1 | 11/12/2003 | Customer Dispute | Denied | $13,872.00 | $0.00 | See FINRA Report |
| Ali M Girardi | 2998057 | 1 | 11/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Theodore Forman | 1186857 | 4 | 10/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bill Kwon | 2681323 | 2 | 10/21/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |