Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Gallea | 713980 | 4 | 01/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 12/28/2021 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| David Randall Lehnertz | 2287146 | 2 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 12/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Paul A Saldana | 4137683 | 1 | 10/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alina Leganoa | 5035983 | 1 | 10/20/2021 | Customer Dispute | Denied | $229,703.00 | $0.00 | See FINRA Report |
| William Atkinson Lobb II | 848408 | 1 | 09/20/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 08/16/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Spencer Horowitz | 6905907 | 1 | 08/03/2021 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |