Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carter Kent Dammen | 1853782 | 2 | 01/22/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Catherine Leigh Joyce | 1395726 | 1 | 01/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marilynn E Katatsky | 1342117 | 2 | 01/20/2004 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Henry Patrick Keating | 2169507 | 3 | 01/15/2004 | Customer Dispute | Denied | $149,860.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Dresel | 3091124 | 3 | 01/13/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Perry | 4409395 | 1 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Benoit Reigel | 1213527 | 6 | 01/07/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 12/23/2003 | Customer Dispute | Denied | $210,353.00 | $0.00 | See FINRA Report |
| Dwayne Darryl Alpers | 1417642 | 1 | 12/19/2003 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Kathy Lynn Tully | 1220267 | 2 | 12/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |